Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, HING WA
Chinese Name of Relevant Individual
林慶華
HKMA Registration Number
AG7562
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Apr 2020
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Apr 2020
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
07 Apr 2020
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Apr 2020
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Apr 2020
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
07 Apr 2020
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 07 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 07 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2019 - 15 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2019 - 15 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2015 - 06 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 May 2015 - 06 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2015 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, HING WA
:
Chinese Name of Relevant Individual
林慶華
:
HKMA Registration Number
AG7562
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Apr 2020
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Apr 2020
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
07 Apr 2020
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
07 Apr 2020
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
07 Apr 2020
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
07 Apr 2020
No
RELATIONSHIP MANAGER, CROSS INDUSTRY, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7562
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 07 Apr 2020
No
AG7562
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 07 Apr 2020
No
AG7562
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 07 Apr 2020
No
AG7562
DBS BANK LTD.
Type 1: dealing in securities
Since 07 Apr 2020
No
AG7562
DBS BANK LTD.
Type 4: advising on securities
Since 07 Apr 2020
No
AG7562
DBS BANK LTD.
Type 6: advising on corporate finance
Since 07 Apr 2020
No
AG7562
UNITED OVERSEAS BANK LTD.
Type 1: dealing in securities
20 Feb 2019 - 15 Oct 2019
No
AG7562
UNITED OVERSEAS BANK LTD.
Type 4: advising on securities
20 Feb 2019 - 15 Oct 2019
No
AG7562
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 May 2015 - 06 Jan 2019
No
AG7562
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 May 2015 - 06 Jan 2019
No
AG7562
HANG SENG BANK, LIMITED
Type 4: advising on securities
29 Oct 2015 - 27 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.