Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, TZE FEI
Chinese Name of Relevant Individual
蘇子斐
HKMA Registration Number
AG7570
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2022 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2022 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2020 - 15 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2020 - 15 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2019 - 30 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2019 - 30 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2017 - 10 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2017 - 10 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2015 - 31 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2015 - 31 Oct 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, TZE FEI
:
Chinese Name of Relevant Individual
蘇子斐
:
HKMA Registration Number
AG7570
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7570
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Feb 2022 - 31 Oct 2024
No
AG7570
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Feb 2022 - 31 Oct 2024
No
AG7570
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Feb 2020 - 15 Dec 2021
No
AG7570
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Feb 2020 - 15 Dec 2021
No
AG7570
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Jul 2019 - 30 Nov 2019
No
AG7570
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
11 Jul 2019 - 30 Nov 2019
No
AG7570
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jan 2017 - 10 Jun 2019
No
AG7570
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Jan 2017 - 10 Jun 2019
No
AG7570
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
15 May 2015 - 31 Oct 2016
No
AG7570
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
15 May 2015 - 31 Oct 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.