Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, KONG WONG
Chinese Name of Relevant Individual
蘇剛煌
HKMA Registration Number
AG7613
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2016 - 13 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2015 - 13 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 May 2015 - 13 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, KONG WONG
:
Chinese Name of Relevant Individual
蘇剛煌
:
HKMA Registration Number
AG7613
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7613
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Jan 2016 - 13 May 2016
No
AG7613
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 May 2015 - 13 May 2016
No
AG7613
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 May 2015 - 13 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.