Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YOSHIDA, YU
Chinese Name of Relevant Individual
HKMA Registration Number
AG7626
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2019 - 06 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2019 - 13 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2018 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2018 - 16 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2017 - 12 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2017 - 06 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2016 - 24 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2016 - 27 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2015 - 25 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2015 - 28 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YOSHIDA, YU
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7626
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Jun 2019 - 06 Jun 2019
No
AG7626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Mar 2019 - 13 Mar 2019
No
AG7626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Nov 2018 - 23 Nov 2018
No
AG7626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
09 Mar 2018 - 16 Mar 2018
No
AG7626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
09 Oct 2017 - 12 Oct 2017
No
AG7626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Jun 2017 - 06 Jun 2017
No
AG7626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
21 Nov 2016 - 24 Nov 2016
No
AG7626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
24 May 2016 - 27 May 2016
No
AG7626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Nov 2015 - 25 Nov 2015
No
AG7626
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 May 2015 - 28 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
