Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, TZE MING
Chinese Name of Relevant Individual
廖子名
HKMA Registration Number
AG7628
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2018 - 10 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2018 - 10 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Oct 2017 - 02 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Oct 2017 - 02 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2015 - 25 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2015 - 25 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, TZE MING
:
Chinese Name of Relevant Individual
廖子名
:
HKMA Registration Number
AG7628
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7628
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jun 2018 - 10 Sep 2018
No
AG7628
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Jun 2018 - 10 Sep 2018
No
AG7628
DAH SING BANK, LIMITED
Type 1: dealing in securities
02 Oct 2017 - 02 Apr 2018
No
AG7628
DAH SING BANK, LIMITED
Type 4: advising on securities
02 Oct 2017 - 02 Apr 2018
No
AG7628
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 May 2015 - 25 Jul 2017
No
AG7628
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 May 2015 - 25 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.