Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, HOK LEE
Chinese Name of Relevant Individual
鄧學俐
HKMA Registration Number
AG7630
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2021 - 27 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2021 - 27 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2021 - 27 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2021 - 27 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2015 - 20 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2015 - 20 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, HOK LEE
:
Chinese Name of Relevant Individual
鄧學俐
:
HKMA Registration Number
AG7630
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7630
CITIBANK, N.A.
Type 1: dealing in securities
18 Aug 2021 - 27 Jun 2023
No
AG7630
CITIBANK, N.A.
Type 4: advising on securities
18 Aug 2021 - 27 Jun 2023
No
AG7630
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Aug 2021 - 27 Jun 2023
No
AG7630
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
18 Aug 2021 - 27 Jun 2023
No
AG7630
COMMERZBANK AG
Type 1: dealing in securities
22 May 2015 - 20 Apr 2017
No
AG7630
COMMERZBANK AG
Type 4: advising on securities
22 May 2015 - 20 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.