Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEN, TIEN-GI
Chinese Name of Relevant Individual
嚴天驥
HKMA Registration Number
AG7635
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2018 - 14 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2018 - 14 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2015 - 25 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2015 - 25 Aug 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEN, TIEN-GI
:
Chinese Name of Relevant Individual
嚴天驥
:
HKMA Registration Number
AG7635
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7635
COMMERZBANK AG
Type 1: dealing in securities
11 Jan 2018 - 14 Jul 2019
No
AG7635
COMMERZBANK AG
Type 4: advising on securities
11 Jan 2018 - 14 Jul 2019
No
AG7635
NATIXIS
Type 1: dealing in securities
23 May 2015 - 25 Aug 2016
No
AG7635
NATIXIS
Type 4: advising on securities
23 May 2015 - 25 Aug 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.