Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TU, WEN-CHI
Chinese Name of Relevant Individual
凃文棋
HKMA Registration Number
AG7643
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2017 - 27 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2015 - 27 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2017 - 31 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2017 - 06 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TU, WEN-CHI
:
Chinese Name of Relevant Individual
凃文棋
:
HKMA Registration Number
AG7643
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7643
EFG BANK AG
Type 4: advising on securities
19 Aug 2017 - 27 Dec 2019
No
AG7643
EFG BANK AG
Type 1: dealing in securities
23 May 2015 - 27 Dec 2019
No
AG7643
BSI LTD
Type 1: dealing in securities
21 Jan 2017 - 31 Mar 2017
No
AG7643
BSI LTD
Type 4: advising on securities
21 Jan 2017 - 06 Mar 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.