Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NING, KA CHUN
Chinese Name of Relevant Individual
𡩋嘉浚
HKMA Registration Number
AG7650
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2021 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2021 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2015 - 29 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2015 - 29 Dec 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NING, KA CHUN
:
Chinese Name of Relevant Individual
𡩋嘉浚
:
HKMA Registration Number
AG7650
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7650
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Sep 2021 - 31 Oct 2024
No
AG7650
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Sep 2021 - 31 Oct 2024
No
AG7650
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 May 2015 - 29 Dec 2019
No
AG7650
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 May 2015 - 29 Dec 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.