Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, WENBEI
Chinese Name of Relevant Individual
王文貝
HKMA Registration Number
AG7655
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2017 - 24 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2017 - 24 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Mar 2017 - 24 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Oct 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2015 - 14 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2015 - 14 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Jul 2015 - 14 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2015 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2015 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 May 2015 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, WENBEI
:
Chinese Name of Relevant Individual
王文貝
:
HKMA Registration Number
AG7655
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7655
UBS AG
Type 1: dealing in securities
01 Mar 2017 - 24 May 2018
No
AG7655
UBS AG
Type 4: advising on securities
01 Mar 2017 - 24 May 2018
No
AG7655
UBS AG
Type 6: advising on corporate finance
01 Mar 2017 - 24 May 2018
No
AG7655
UBS AG
Type 1: dealing in securities
06 Oct 2016 - 09 Dec 2016
No
AG7655
UBS AG
Type 4: advising on securities
06 Oct 2016 - 09 Dec 2016
No
AG7655
UBS AG
Type 6: advising on corporate finance
06 Oct 2016 - 09 Dec 2016
No
AG7655
UBS AG
Type 1: dealing in securities
22 Jul 2015 - 14 Sep 2016
No
AG7655
UBS AG
Type 4: advising on securities
22 Jul 2015 - 14 Sep 2016
No
AG7655
UBS AG
Type 6: advising on corporate finance
22 Jul 2015 - 14 Sep 2016
No
AG7655
UBS AG
Type 1: dealing in securities
26 May 2015 - 29 May 2015
No
AG7655
UBS AG
Type 4: advising on securities
26 May 2015 - 29 May 2015
No
AG7655
UBS AG
Type 6: advising on corporate finance
26 May 2015 - 29 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.