Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIM, XINYI CHERYL
Chinese Name of Relevant Individual
HKMA Registration Number
AG7695
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2019 - 27 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2019 - 27 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2019 - 27 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2019 - 27 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2019 - 20 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2019 - 20 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2019 - 20 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2019 - 20 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2019 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2019 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2019 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2019 - 10 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2019 - 12 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2019 - 12 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2019 - 12 Mar 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 25
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIM, XINYI CHERYL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7695
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7695
CITIBANK, N.A.
Type 1: dealing in securities
23 Sep 2019 - 27 Sep 2019
No
AG7695
CITIBANK, N.A.
Type 4: advising on securities
23 Sep 2019 - 27 Sep 2019
No
AG7695
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Sep 2019 - 27 Sep 2019
No
AG7695
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
23 Sep 2019 - 27 Sep 2019
No
AG7695
CITIBANK, N.A.
Type 1: dealing in securities
12 Jul 2019 - 20 Jul 2019
No
AG7695
CITIBANK, N.A.
Type 4: advising on securities
12 Jul 2019 - 20 Jul 2019
No
AG7695
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
12 Jul 2019 - 20 Jul 2019
No
AG7695
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
12 Jul 2019 - 20 Jul 2019
No
AG7695
CITIBANK, N.A.
Type 1: dealing in securities
03 May 2019 - 10 May 2019
No
AG7695
CITIBANK, N.A.
Type 4: advising on securities
03 May 2019 - 10 May 2019
No
AG7695
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
03 May 2019 - 10 May 2019
No
AG7695
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
03 May 2019 - 10 May 2019
No
AG7695
CITIBANK, N.A.
Type 1: dealing in securities
06 Mar 2019 - 12 Mar 2019
No
AG7695
CITIBANK, N.A.
Type 4: advising on securities
06 Mar 2019 - 12 Mar 2019
No
AG7695
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Mar 2019 - 12 Mar 2019
No
AG7695
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Mar 2019 - 12 Mar 2019
No
AG7695
CITIBANK, N.A.
Type 1: dealing in securities
29 Oct 2018 - 02 Nov 2018
No
AG7695
CITIBANK, N.A.
Type 4: advising on securities
29 Oct 2018 - 02 Nov 2018
No
AG7695
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Oct 2018 - 02 Nov 2018
No
AG7695
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
29 Oct 2018 - 02 Nov 2018
No
AG7695
CITIBANK, N.A.
Type 1: dealing in securities
28 May 2018 - 15 Jun 2018
No
AG7695
CITIBANK, N.A.
Type 4: advising on securities
28 May 2018 - 15 Jun 2018
No
AG7695
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
28 May 2018 - 15 Jun 2018
No
AG7695
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
28 May 2018 - 15 Jun 2018
No
AG7695
BARCLAYS BANK PLC
Type 1: dealing in securities
28 May 2015 - 29 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.