Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GARREAU, CHARLES-HUMBERT, JACQUES, MARIE, ALAIN
Chinese Name of Relevant Individual
HKMA Registration Number
AG7704
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2015 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2015 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
24 Jul 2015 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2015 - 23 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2015 - 23 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
29 May 2015 - 23 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GARREAU, CHARLES-HUMBERT, JACQUES, MARIE, ALAIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7704
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7704
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 1: dealing in securities
24 Jul 2015 - 03 Jul 2016
Yes
AG7704
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 4: advising on securities
24 Jul 2015 - 03 Jul 2016
Yes
AG7704
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 9: asset management
24 Jul 2015 - 03 Jul 2016
Yes
AG7704
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 1: dealing in securities
29 May 2015 - 23 Jul 2015
No
AG7704
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 4: advising on securities
29 May 2015 - 23 Jul 2015
No
AG7704
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 9: asset management
29 May 2015 - 23 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.