Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, MAN HO BRIAN
Chinese Name of Relevant Individual
葉文灝
HKMA Registration Number
AG7707
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2015 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2015 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2015 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2015 - 30 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, MAN HO BRIAN
:
Chinese Name of Relevant Individual
葉文灝
:
HKMA Registration Number
AG7707
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7707
CITIBANK, N.A.
Type 1: dealing in securities
29 May 2015 - 30 Apr 2019
No
AG7707
CITIBANK, N.A.
Type 4: advising on securities
29 May 2015 - 30 Apr 2019
No
AG7707
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
29 May 2015 - 30 Apr 2019
No
AG7707
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
29 May 2015 - 30 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.