Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AGARWAL, ANISH
Chinese Name of Relevant Individual
HKMA Registration Number
AG7761
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2023 - 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2023 - 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Sep 2023 - 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2018 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2018 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Nov 2018 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2017 - 06 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2017 - 06 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Jan 2017 - 06 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2016 - 15 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2016 - 15 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Jul 2016 - 15 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AGARWAL, ANISH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG7761
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Feb 2024
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Feb 2024
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
26 Feb 2024
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Sep 2023 - 15 Sep 2023
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Sep 2023 - 15 Sep 2023
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
11 Sep 2023 - 15 Sep 2023
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Nov 2018 - 23 Nov 2018
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Nov 2018 - 23 Nov 2018
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 Nov 2018 - 23 Nov 2018
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jan 2017 - 06 Jan 2017
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jan 2017 - 06 Jan 2017
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
05 Jan 2017 - 06 Jan 2017
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jul 2016 - 15 Jul 2016
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jul 2016 - 15 Jul 2016
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 Jul 2016 - 15 Jul 2016
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Mar 2016
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Mar 2016
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 Mar 2016
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jun 2015 - 05 Jun 2015
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Jun 2015 - 05 Jun 2015
No
AG7761
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
04 Jun 2015 - 05 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.