Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, WAI YING
Chinese Name of Relevant Individual
江慧瑩
HKMA Registration Number
AG7776
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2016 - 03 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2016 - 03 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2015 - 07 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2015 - 07 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, WAI YING
:
Chinese Name of Relevant Individual
江慧瑩
:
HKMA Registration Number
AG7776
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7776
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Sep 2016 - 03 May 2023
No
AG7776
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Sep 2016 - 03 May 2023
No
AG7776
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
04 Jun 2015 - 07 May 2016
No
AG7776
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
04 Jun 2015 - 07 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.