Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, YUK MING
Chinese Name of Relevant Individual
劉玉明
HKMA Registration Number
AG7794
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPMENT - INSURANCE
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPMENT - INSURANCE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 13 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Jul 2023 - 22 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2022 - 22 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2022 - 22 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2018 - 22 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2018 - 22 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2017 - 03 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2017 - 03 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2016 - 16 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2016 - 16 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Mar 2016 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2015 - 30 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2015 - 30 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, YUK MING
:
Chinese Name of Relevant Individual
劉玉明
:
HKMA Registration Number
AG7794
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Aug 2025
No
BUSINESS DEVELOPMENT - INSURANCE
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
13 Aug 2025
No
BUSINESS DEVELOPMENT - INSURANCE
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7794
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 13 Aug 2025
No
AG7794
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 13 Aug 2025
No
AG7794
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Jul 2023 - 22 Jul 2025
No
AG7794
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Jan 2022 - 22 Jul 2025
No
AG7794
HANG SENG BANK, LIMITED
Type 4: advising on securities
31 Jan 2022 - 22 Jul 2025
No
AG7794
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jun 2018 - 22 Dec 2021
No
AG7794
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jun 2018 - 22 Dec 2021
No
AG7794
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 Feb 2017 - 03 Jun 2018
No
AG7794
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 Feb 2017 - 03 Jun 2018
No
AG7794
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Mar 2016 - 16 Jan 2017
No
AG7794
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Mar 2016 - 16 Jan 2017
No
AG7794
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Mar 2016 - 11 Sep 2016
No
AG7794
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jun 2015 - 30 Nov 2015
No
AG7794
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Jun 2015 - 30 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.