Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIU, PUI WA
Chinese Name of Relevant Individual
姚沛華
HKMA Registration Number
AG7836
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2016 - 14 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2016 - 14 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2015 - 21 Feb 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIU, PUI WA
:
Chinese Name of Relevant Individual
姚沛華
:
HKMA Registration Number
AG7836
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7836
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
19 Jul 2016 - 14 Sep 2017
No
AG7836
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
19 Jul 2016 - 14 Sep 2017
No
AG7836
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
11 Jun 2015 - 21 Feb 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.