Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, HONGHAO
Chinese Name of Relevant Individual
陈泓昊
HKMA Registration Number
AG7847
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Jul 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
VICE PRESIDENT
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Jul 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
INDUSTRIAL BANK CO., LTD.
SFC CE number
ALZ901
Business Address
10-12/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Dec 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 02 Dec 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2024 - 01 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2024 - 01 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2015 - 31 Dec 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2015 - 31 Dec 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 9: asset management
Effective Period
09 Jun 2015 - 05 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, HONGHAO
:
Chinese Name of Relevant Individual
陈泓昊
:
HKMA Registration Number
AG7847
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
30 Jul 2024
Yes
VICE PRESIDENT
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
30 Jul 2024
Yes
VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
INDUSTRIAL BANK CO., LTD.
ALZ901
10-12/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7847
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
Since 02 Dec 2024
Yes
AG7847
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
Since 02 Dec 2024
Yes
AG7847
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
30 Jul 2024 - 01 Dec 2024
No
AG7847
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
30 Jul 2024 - 01 Dec 2024
No
AG7847
BANK OF CHINA LIMITED
Type 1: dealing in securities
09 Jun 2015 - 31 Dec 2023
Yes
AG7847
BANK OF CHINA LIMITED
Type 4: advising on securities
09 Jun 2015 - 31 Dec 2023
Yes
AG7847
BANK OF CHINA LIMITED
Type 9: asset management
09 Jun 2015 - 05 Jun 2023
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.