Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSE, HO YIN DEREK
Chinese Name of Relevant Individual

謝浩然
HKMA Registration Number
AG7879
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
07 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jun 2015
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jun 2015
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
16 Jun 2015
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSE, HO YIN DEREK
:
Chinese Name of Relevant Individual
謝浩然
:
HKMA Registration Number
AG7879
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jan 2021
No
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jan 2021
No
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
07 Jan 2021
No
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
16 Jun 2015
No
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
16 Jun 2015
No
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
16 Jun 2015
No
TEAM LEAD, ENERGY, RENEWABLES AND INFRASTRUCTURE, CORPORATE BANKING