Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, CHING MAN JENNIFER
Chinese Name of Relevant Individual
李靜汶
HKMA Registration Number
AG7880
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jan 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF LARGE CORPORATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jan 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF LARGE CORPORATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
01 Jan 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF LARGE CORPORATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jun 2015
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF LARGE CORPORATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jun 2015
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF LARGE CORPORATE, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
16 Jun 2015
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF LARGE CORPORATE, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
DBS BANK (HONG KONG) LIMITED
Effective Date
20 Aug 2025
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
1
Registered Institution
DBS BANK LTD.
Effective Date
17 Jul 2025
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Aug 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Aug 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 20 Aug 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Jul 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Jul 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 17 Jul 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2021 - 19 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2021 - 19 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jan 2021 - 19 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2015 - 16 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2015 - 16 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Jun 2015 - 16 Jul 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, CHING MAN JENNIFER
:
Chinese Name of Relevant Individual
李靜汶
:
HKMA Registration Number
AG7880
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2021
Yes
HEAD OF LARGE CORPORATE, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2021
Yes
HEAD OF LARGE CORPORATE, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Jan 2021
Yes
HEAD OF LARGE CORPORATE, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
16 Jun 2015
Yes
HEAD OF LARGE CORPORATE, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
16 Jun 2015
Yes
HEAD OF LARGE CORPORATE, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
16 Jun 2015
Yes
HEAD OF LARGE CORPORATE, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
DBS BANK (HONG KONG) LIMITED
1
20 Aug 2025
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
DBS BANK LTD.
1
17 Jul 2025
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7880
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 20 Aug 2025
Yes
AG7880
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 20 Aug 2025
Yes
AG7880
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 20 Aug 2025
Yes
AG7880
DBS BANK LTD.
Type 1: dealing in securities
Since 17 Jul 2025
Yes
AG7880
DBS BANK LTD.
Type 4: advising on securities
Since 17 Jul 2025
Yes
AG7880
DBS BANK LTD.
Type 6: advising on corporate finance
Since 17 Jul 2025
Yes
AG7880
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2021 - 19 Aug 2025
No
AG7880
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2021 - 19 Aug 2025
No
AG7880
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Jan 2021 - 19 Aug 2025
No
AG7880
DBS BANK LTD.
Type 1: dealing in securities
16 Jun 2015 - 16 Jul 2025
No
AG7880
DBS BANK LTD.
Type 4: advising on securities
16 Jun 2015 - 16 Jul 2025
No
AG7880
DBS BANK LTD.
Type 6: advising on corporate finance
16 Jun 2015 - 16 Jul 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.