Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, WAI LOK
Chinese Name of Relevant Individual
黃偉樂
HKMA Registration Number
AG7982
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2023 - 31 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2023 - 31 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2021 - 29 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2021 - 29 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2020 - 03 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2020 - 03 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2017 - 13 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2017 - 13 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2017 - 12 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2017 - 12 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2016 - 29 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2016 - 29 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2015 - 29 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Jun 2015 - 29 Feb 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, WAI LOK
:
Chinese Name of Relevant Individual
黃偉樂
:
HKMA Registration Number
AG7982
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7982
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Feb 2023 - 31 May 2025
No
AG7982
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Feb 2023 - 31 May 2025
No
AG7982
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
12 Nov 2021 - 29 Dec 2022
No
AG7982
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
12 Nov 2021 - 29 Dec 2022
No
AG7982
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Feb 2020 - 03 Oct 2021
No
AG7982
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Feb 2020 - 03 Oct 2021
No
AG7982
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Nov 2017 - 13 Sep 2019
No
AG7982
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Nov 2017 - 13 Sep 2019
No
AG7982
DAH SING BANK, LIMITED
Type 1: dealing in securities
16 May 2017 - 12 Nov 2017
No
AG7982
DAH SING BANK, LIMITED
Type 4: advising on securities
16 May 2017 - 12 Nov 2017
No
AG7982
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
06 Apr 2016 - 29 Apr 2017
No
AG7982
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Feb 2016 - 29 Feb 2016
No
AG7982
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Jun 2015 - 29 Feb 2016
No
AG7982
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 Jun 2015 - 29 Feb 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.