Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIU, YING TUNG
Chinese Name of Relevant Individual
蕭影彤
HKMA Registration Number
AG7984
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2016 - 23 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2015 - 23 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Jun 2015 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIU, YING TUNG
:
Chinese Name of Relevant Individual
蕭影彤
:
HKMA Registration Number
AG7984
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7984
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 Mar 2016 - 23 Apr 2017
No
AG7984
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Jun 2015 - 23 Apr 2017
No
AG7984
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 Jun 2015 - 11 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
