Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, KA YAN
Chinese Name of Relevant Individual
袁嘉欣
HKMA Registration Number
AG7990
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2019 - 14 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 May 2019 - 14 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2015 - 26 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Jun 2015 - 26 Apr 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, KA YAN
:
Chinese Name of Relevant Individual
袁嘉欣
:
HKMA Registration Number
AG7990
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7990
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 May 2019 - 14 May 2021
No
AG7990
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
17 May 2019 - 14 May 2021
No
AG7990
BNP PARIBAS
Type 1: dealing in securities
26 Jun 2015 - 26 Apr 2019
No
AG7990
BNP PARIBAS
Type 6: advising on corporate finance
26 Jun 2015 - 26 Apr 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.