Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, YE
Chinese Name of Relevant Individual
王燁
HKMA Registration Number
AG7999
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2018 - 27 Sep 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2017 - 19 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2016 - 09 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2016 - 09 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2015 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2015 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2015 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2015 - 08 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, YE
:
Chinese Name of Relevant Individual
王燁
:
HKMA Registration Number
AG7999
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7999
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Mar 2018 - 27 Sep 2019
Yes
AG7999
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
03 Aug 2017 - 19 Mar 2018
No
AG7999
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
11 Jun 2016 - 09 May 2017
No
AG7999
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
11 Jun 2016 - 09 May 2017
No
AG7999
CITIBANK, N.A.
Type 1: dealing in securities
27 Jun 2015 - 08 Apr 2016
No
AG7999
CITIBANK, N.A.
Type 4: advising on securities
27 Jun 2015 - 08 Apr 2016
No
AG7999
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Jun 2015 - 08 Apr 2016
No
AG7999
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
27 Jun 2015 - 08 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.