Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
EDA, NORITAKA
Chinese Name of Relevant Individual
HKMA Registration Number
AG8007
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2024 - 13 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2024 - 13 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Aug 2024 - 13 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2024 - 05 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2024 - 05 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Jun 2024 - 05 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2015 - 30 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2015 - 30 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Jun 2015 - 30 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
EDA, NORITAKA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG8007
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8007
UBS AG
Type 1: dealing in securities
12 Aug 2024 - 13 Aug 2024
No
AG8007
UBS AG
Type 4: advising on securities
12 Aug 2024 - 13 Aug 2024
No
AG8007
UBS AG
Type 6: advising on corporate finance
12 Aug 2024 - 13 Aug 2024
No
AG8007
UBS AG
Type 1: dealing in securities
04 Jun 2024 - 05 Jun 2024
No
AG8007
UBS AG
Type 4: advising on securities
04 Jun 2024 - 05 Jun 2024
No
AG8007
UBS AG
Type 6: advising on corporate finance
04 Jun 2024 - 05 Jun 2024
No
AG8007
UBS AG
Type 1: dealing in securities
28 Jun 2015 - 30 Jun 2015
No
AG8007
UBS AG
Type 4: advising on securities
28 Jun 2015 - 30 Jun 2015
No
AG8007
UBS AG
Type 6: advising on corporate finance
28 Jun 2015 - 30 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.