Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GUO, QING
Chinese Name of Relevant Individual
HKMA Registration Number
AG8008
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2024 - 05 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
04 Mar 2024 - 05 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2024 - 05 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
04 Mar 2024 - 05 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2015 - 26 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2015 - 26 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GUO, QING
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG8008
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8008
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Mar 2024 - 05 Mar 2024
No
AG8008
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
04 Mar 2024 - 05 Mar 2024
No
AG8008
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Mar 2024 - 05 Mar 2024
No
AG8008
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
04 Mar 2024 - 05 Mar 2024
No
AG8008
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jun 2015 - 26 Jul 2015
No
AG8008
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jun 2015 - 26 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.