Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, WAI YING
Chinese Name of Relevant Individual
江慧瑩
HKMA Registration Number
AG8035
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2019 - 30 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2019 - 30 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2015 - 11 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2015 - 11 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2015 - 02 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2015 - 02 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, WAI YING
:
Chinese Name of Relevant Individual
江慧瑩
:
HKMA Registration Number
AG8035
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Aug 2024
No
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Aug 2024
No
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
28 Aug 2024
No
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
28 Aug 2024
No
RELATIONSHIP MANAGER, FINANCIAL INSTITUTIONS, CORPORATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8035
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 28 Aug 2024
No
AG8035
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 28 Aug 2024
No
AG8035
DBS BANK LTD.
Type 1: dealing in securities
Since 28 Aug 2024
No
AG8035
DBS BANK LTD.
Type 4: advising on securities
Since 28 Aug 2024
No
AG8035
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
05 Jan 2019 - 30 Nov 2023
No
AG8035
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
05 Jan 2019 - 30 Nov 2023
No
AG8035
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
29 Aug 2015 - 11 Feb 2017
No
AG8035
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
29 Aug 2015 - 11 Feb 2017
No
AG8035
WING LUNG BANK LIMITED
Type 1: dealing in securities
01 Jul 2015 - 02 Jul 2015
No
AG8035
WING LUNG BANK LIMITED
Type 4: advising on securities
01 Jul 2015 - 02 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.