Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
COLQUHOUN, IAIN JAMES
Chinese Name of Relevant Individual
HKMA Registration Number
AG8086
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2016 - 29 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2016 - 29 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2016 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2016 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2015 - 20 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2015 - 20 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2015 - 17 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ICBC STANDARD BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2015 - 17 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
COLQUHOUN, IAIN JAMES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG8086
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8086
ICBC STANDARD BANK PLC
Type 1: dealing in securities
26 Sep 2016 - 29 Sep 2016
No
AG8086
ICBC STANDARD BANK PLC
Type 4: advising on securities
26 Sep 2016 - 29 Sep 2016
No
AG8086
ICBC STANDARD BANK PLC
Type 1: dealing in securities
08 Aug 2016 - 12 Aug 2016
No
AG8086
ICBC STANDARD BANK PLC
Type 4: advising on securities
08 Aug 2016 - 12 Aug 2016
No
AG8086
ICBC STANDARD BANK PLC
Type 1: dealing in securities
09 Nov 2015 - 20 Nov 2015
No
AG8086
ICBC STANDARD BANK PLC
Type 4: advising on securities
09 Nov 2015 - 20 Nov 2015
No
AG8086
ICBC STANDARD BANK PLC
Type 1: dealing in securities
06 Jul 2015 - 17 Jul 2015
No
AG8086
ICBC STANDARD BANK PLC
Type 4: advising on securities
06 Jul 2015 - 17 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.