Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, KA YIU
Chinese Name of Relevant Individual
趙家耀
HKMA Registration Number
AG8095
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2023 - 05 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2023 - 05 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Feb 2022 - 26 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Feb 2022 - 26 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2019 - 14 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2019 - 14 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2018 - 04 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2018 - 04 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Apr 2018 - 04 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2017 - 30 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2017 - 30 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2015 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2015 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, KA YIU
:
Chinese Name of Relevant Individual
趙家耀
:
HKMA Registration Number
AG8095
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8095
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jan 2023 - 05 Oct 2023
No
AG8095
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Jan 2023 - 05 Oct 2023
No
AG8095
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Feb 2022 - 26 Oct 2022
No
AG8095
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Feb 2022 - 26 Oct 2022
No
AG8095
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Mar 2019 - 14 Jun 2020
No
AG8095
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Mar 2019 - 14 Jun 2020
No
AG8095
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Apr 2018 - 04 Oct 2018
No
AG8095
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Apr 2018 - 04 Oct 2018
No
AG8095
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Apr 2018 - 04 Oct 2018
No
AG8095
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
13 Jan 2017 - 30 Nov 2017
No
AG8095
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
13 Jan 2017 - 30 Nov 2017
No
AG8095
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jul 2015 - 09 Dec 2016
No
AG8095
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jul 2015 - 09 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.