Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KA YEE
Chinese Name of Relevant Individual
王嘉儀
HKMA Registration Number
AG8113
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2024 - 29 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2024 - 29 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2018 - 14 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2018 - 14 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2015 - 13 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2015 - 13 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Jul 2015 - 13 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KA YEE
:
Chinese Name of Relevant Individual
王嘉儀
:
HKMA Registration Number
AG8113
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8113
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Apr 2024 - 29 Jul 2024
No
AG8113
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Apr 2024 - 29 Jul 2024
No
AG8113
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 Jan 2018 - 14 Apr 2024
No
AG8113
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
09 Jan 2018 - 14 Apr 2024
No
AG8113
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Nov 2015 - 13 Aug 2017
No
AG8113
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Jul 2015 - 13 Aug 2017
No
AG8113
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Jul 2015 - 13 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.