Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, WENWAN
Chinese Name of Relevant Individual
楊文紈
HKMA Registration Number
AG8124
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2017 - 14 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2017 - 14 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2015 - 12 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2015 - 12 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, WENWAN
:
Chinese Name of Relevant Individual
楊文紈
:
HKMA Registration Number
AG8124
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8124
CREDIT SUISSE AG
Type 1: dealing in securities
05 Sep 2017 - 14 Jul 2023
No
AG8124
CREDIT SUISSE AG
Type 4: advising on securities
05 Sep 2017 - 14 Jul 2023
No
AG8124
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Jul 2015 - 12 May 2017
No
AG8124
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Jul 2015 - 12 May 2017
No
AG8124
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jul 2015
No
AG8124
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.