Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TO, YU WAI
Chinese Name of Relevant Individual

杜裕威
HKMA Registration Number
AG8133
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Aug 2016
Is an Executive Officer? (Yes / No)
No
Capacity
CAPITAL MARKETS SOLUTIONS
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Aug 2016
Is an Executive Officer? (Yes / No)
No
Capacity
CAPITAL MARKETS SOLUTIONS
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
10 Aug 2016
Is an Executive Officer? (Yes / No)
No
Capacity
CAPITAL MARKETS SOLUTIONS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TO, YU WAI
:
Chinese Name of Relevant Individual
杜裕威
:
HKMA Registration Number
AG8133
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Aug 2016
No
CAPITAL MARKETS SOLUTIONS
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Aug 2016
No
CAPITAL MARKETS SOLUTIONS
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Aug 2016
No
CAPITAL MARKETS SOLUTIONS