Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KU, MAN HEI
Chinese Name of Relevant Individual
古文熙
HKMA Registration Number
AG8146
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2018 - 24 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2016 - 01 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2016 - 01 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2015 - 27 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KU, MAN HEI
:
Chinese Name of Relevant Individual
古文熙
:
HKMA Registration Number
AG8146
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8146
BNP PARIBAS
Type 1: dealing in securities
20 Jan 2018 - 24 Jun 2019
No
AG8146
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
12 Jan 2016 - 01 Jul 2016
No
AG8146
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
12 Jan 2016 - 01 Jul 2016
No
AG8146
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
10 Jul 2015 - 27 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.