Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, PUI YIU
Chinese Name of Relevant Individual
鄧佩鐃
HKMA Registration Number
AG8159
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2017 - 11 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2017 - 11 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2016 - 11 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2016 - 11 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2015 - 02 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2015 - 02 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, PUI YIU
:
Chinese Name of Relevant Individual
鄧佩鐃
:
HKMA Registration Number
AG8159
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8159
DBS BANK LTD.
Type 1: dealing in securities
18 Mar 2017 - 11 Jun 2017
No
AG8159
DBS BANK LTD.
Type 4: advising on securities
18 Mar 2017 - 11 Jun 2017
No
AG8159
COMMERZBANK AG
Type 1: dealing in securities
01 Sep 2016 - 11 Dec 2016
No
AG8159
COMMERZBANK AG
Type 4: advising on securities
01 Sep 2016 - 11 Dec 2016
No
AG8159
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jul 2015 - 02 May 2016
No
AG8159
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jul 2015 - 02 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.