Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOH, SWEE PHIN
Chinese Name of Relevant Individual
HKMA Registration Number
AG8169
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2016 - 22 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2016 - 22 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2015 - 14 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2015 - 14 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOH, SWEE PHIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG8169
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8169
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Jul 2016 - 22 Jul 2016
No
AG8169
BARCLAYS BANK PLC
Type 4: advising on securities
20 Jul 2016 - 22 Jul 2016
No
AG8169
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Jul 2015 - 14 Jul 2015
No
AG8169
BARCLAYS BANK PLC
Type 4: advising on securities
12 Jul 2015 - 14 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.