Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, KAREN PO CHEE
Chinese Name of Relevant Individual
關寶芝
HKMA Registration Number
AG8184
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2018 - 01 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2018 - 31 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2018 - 20 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2018 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2017 - 01 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2017 - 29 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2016 - 05 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, KAREN PO CHEE
:
Chinese Name of Relevant Individual
關寶芝
:
HKMA Registration Number
AG8184
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8184
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Nov 2018 - 01 Jun 2022
No
AG8184
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Aug 2018 - 31 Aug 2018
No
AG8184
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Jul 2018 - 20 Jul 2018
No
AG8184
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 Jan 2018 - 19 Jan 2018
No
AG8184
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 Aug 2017 - 01 Sep 2017
No
AG8184
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Mar 2017 - 29 Mar 2017
No
AG8184
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Dec 2016 - 05 Dec 2016
No
AG8184
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
14 Jul 2015 - 30 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.