Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHU, JING
Chinese Name of Relevant Individual
朱璟
HKMA Registration Number
AG8186
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
GENERAL MANAGER, GLOBAL MARKET
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
GENERAL MANAGER, GLOBAL MARKET
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 May 2021 - 19 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2020 - 01 May 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2017 - 01 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2015 - 07 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2015 - 07 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2015 - 07 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2015 - 07 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHU, JING
:
Chinese Name of Relevant Individual
朱璟
:
HKMA Registration Number
AG8186
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Dec 2021
No
GENERAL MANAGER, GLOBAL MARKET
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Dec 2021
No
GENERAL MANAGER, GLOBAL MARKET
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8186
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 18 Dec 2021
No
AG8186
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 18 Dec 2021
No
AG8186
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
02 May 2021 - 19 Jul 2021
No
AG8186
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Nov 2020 - 01 May 2021
Yes
AG8186
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Nov 2017 - 01 Nov 2020
No
AG8186
CITIBANK, N.A.
Type 1: dealing in securities
14 Jul 2015 - 07 Sep 2017
No
AG8186
CITIBANK, N.A.
Type 4: advising on securities
14 Jul 2015 - 07 Sep 2017
No
AG8186
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
14 Jul 2015 - 07 Sep 2017
No
AG8186
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
14 Jul 2015 - 07 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.