Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOK, KIN TING
Chinese Name of Relevant Individual
莫建廷
HKMA Registration Number
AG8204
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2019 - 17 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2019 - 17 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2017 - 17 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2017 - 17 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2016 - 23 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2016 - 23 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2015 - 08 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2015 - 08 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOK, KIN TING
:
Chinese Name of Relevant Individual
莫建廷
:
HKMA Registration Number
AG8204
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8204
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Aug 2019 - 17 Oct 2021
No
AG8204
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Aug 2019 - 17 Oct 2021
No
AG8204
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
22 Sep 2017 - 17 Jul 2019
No
AG8204
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
22 Sep 2017 - 17 Jul 2019
No
AG8204
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
22 Jul 2016 - 23 Jul 2017
No
AG8204
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
22 Jul 2016 - 23 Jul 2017
No
AG8204
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jul 2015 - 08 May 2016
No
AG8204
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jul 2015 - 08 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.