Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NI, YIXIONG
Chinese Name of Relevant Individual
倪一雄
HKMA Registration Number
AG8206
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2016 - 09 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2016 - 09 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Oct 2016 - 09 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2015 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2015 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Jul 2015 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NI, YIXIONG
:
Chinese Name of Relevant Individual
倪一雄
:
HKMA Registration Number
AG8206
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8206
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Oct 2016 - 09 Jun 2021
No
AG8206
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Oct 2016 - 09 Jun 2021
No
AG8206
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
13 Oct 2016 - 09 Jun 2021
No
AG8206
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
15 Jul 2015 - 03 Jul 2016
No
AG8206
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
15 Jul 2015 - 03 Jul 2016
No
AG8206
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 6: advising on corporate finance
15 Jul 2015 - 03 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.