Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIT, WAI IN
Chinese Name of Relevant Individual
列緯妍
HKMA Registration Number
AG8237
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2021 - 04 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2015 - 18 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2015 - 18 Mar 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIT, WAI IN
:
Chinese Name of Relevant Individual
列緯妍
:
HKMA Registration Number
AG8237
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8237
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
15 May 2021 - 04 Oct 2021
No
AG8237
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
17 Jul 2015 - 18 Mar 2021
No
AG8237
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
17 Jul 2015 - 18 Mar 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.