Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHEN, JINGTING
Chinese Name of Relevant Individual
沈靜霆
HKMA Registration Number
AG8245
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2022 - 24 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2022 - 24 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2022 - 24 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2022 - 24 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2015 - 27 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2015 - 27 May 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHEN, JINGTING
:
Chinese Name of Relevant Individual
沈靜霆
:
HKMA Registration Number
AG8245
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8245
CITIBANK, N.A.
Type 1: dealing in securities
31 Aug 2022 - 24 Jul 2023
No
AG8245
CITIBANK, N.A.
Type 4: advising on securities
31 Aug 2022 - 24 Jul 2023
No
AG8245
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
31 Aug 2022 - 24 Jul 2023
No
AG8245
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
31 Aug 2022 - 24 Jul 2023
No
AG8245
CREDIT SUISSE AG
Type 1: dealing in securities
18 Jul 2015 - 27 May 2022
No
AG8245
CREDIT SUISSE AG
Type 4: advising on securities
18 Jul 2015 - 27 May 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.