Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KENG LUEN
Chinese Name of Relevant Individual
HKMA Registration Number
AG8258
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2023 - 14 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2019 - 23 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2018 - 07 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2018 - 24 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2017 - 01 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2017 - 28 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2017 - 12 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2017 - 08 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2016 - 04 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2016 - 20 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2015 - 16 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2015 - 24 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KENG LUEN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG8258
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8258
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
10 Mar 2023 - 14 Mar 2023
No
AG8258
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
18 Jan 2019 - 23 Jan 2019
No
AG8258
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Sep 2018 - 07 Sep 2018
No
AG8258
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Jan 2018 - 24 Jan 2018
No
AG8258
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 Oct 2017 - 01 Nov 2017
No
AG8258
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Jun 2017 - 28 Jun 2017
No
AG8258
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
10 May 2017 - 12 May 2017
No
AG8258
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Feb 2017 - 08 Feb 2017
No
AG8258
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Jul 2016 - 04 Aug 2016
No
AG8258
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Jan 2016 - 20 Jan 2016
No
AG8258
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 Dec 2015 - 16 Dec 2015
No
AG8258
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Jul 2015 - 24 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
