Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, WOOD ON
Chinese Name of Relevant Individual
鄧活安
HKMA Registration Number
AG8263
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2016 - 13 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2016 - 13 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2015 - 25 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2015 - 25 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, WOOD ON
:
Chinese Name of Relevant Individual
鄧活安
:
HKMA Registration Number
AG8263
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8263
CIMB BANK BERHAD
Type 1: dealing in securities
15 Jun 2016 - 13 Jul 2016
No
AG8263
CIMB BANK BERHAD
Type 4: advising on securities
15 Jun 2016 - 13 Jul 2016
No
AG8263
CIMB BANK BERHAD
Type 1: dealing in securities
21 Jul 2015 - 25 Apr 2016
Yes
AG8263
CIMB BANK BERHAD
Type 4: advising on securities
21 Jul 2015 - 25 Apr 2016
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.