Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, KA WING
Chinese Name of Relevant Individual
尹嘉穎
HKMA Registration Number
AG8265
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2022 - 16 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2022 - 16 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Jan 2022 - 16 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2022 - 16 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2022 - 16 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Jan 2022 - 16 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Dec 2015 - 23 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Dec 2015 - 23 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2015 - 21 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, KA WING
:
Chinese Name of Relevant Individual
尹嘉穎
:
HKMA Registration Number
AG8265
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8265
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jan 2022 - 16 Aug 2022
No
AG8265
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Jan 2022 - 16 Aug 2022
No
AG8265
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
18 Jan 2022 - 16 Aug 2022
No
AG8265
DBS BANK LTD.
Type 1: dealing in securities
18 Jan 2022 - 16 Aug 2022
No
AG8265
DBS BANK LTD.
Type 4: advising on securities
18 Jan 2022 - 16 Aug 2022
No
AG8265
DBS BANK LTD.
Type 6: advising on corporate finance
18 Jan 2022 - 16 Aug 2022
No
AG8265
CREDIT SUISSE AG
Type 1: dealing in securities
24 Dec 2015 - 23 Feb 2016
No
AG8265
CREDIT SUISSE AG
Type 4: advising on securities
24 Dec 2015 - 23 Feb 2016
No
AG8265
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
21 Jul 2015 - 21 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.