Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, PO LAN
Chinese Name of Relevant Individual
劉寶蘭
HKMA Registration Number
AG8279
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2015 - 03 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2015 - 03 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2015 - 17 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2015 - 17 Sep 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, PO LAN
:
Chinese Name of Relevant Individual
劉寶蘭
:
HKMA Registration Number
AG8279
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8279
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Oct 2015 - 03 Oct 2016
No
AG8279
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Oct 2015 - 03 Oct 2016
No
AG8279
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
22 Jul 2015 - 17 Sep 2015
No
AG8279
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
22 Jul 2015 - 17 Sep 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.