Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TS'O, JING
Chinese Name of Relevant Individual
曹正
HKMA Registration Number
AG8310
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2016 - 07 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2015 - 08 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2015 - 08 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TS'O, JING
:
Chinese Name of Relevant Individual
曹正
:
HKMA Registration Number
AG8310
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8310
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Mar 2016 - 07 Mar 2017
No
AG8310
DAH SING BANK, LIMITED
Type 1: dealing in securities
25 Jul 2015 - 08 Nov 2015
No
AG8310
DAH SING BANK, LIMITED
Type 4: advising on securities
25 Jul 2015 - 08 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.