Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SU SIAN
Chinese Name of Relevant Individual
HKMA Registration Number
AG8334
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2016 - 19 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2016 - 20 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2015 - 30 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2015 - 30 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Jul 2015 - 30 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SU SIAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG8334
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8334
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 May 2016 - 19 May 2016
No
AG8334
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Apr 2016 - 20 Apr 2016
No
AG8334
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Jul 2015 - 30 Jul 2015
No
AG8334
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Jul 2015 - 30 Jul 2015
No
AG8334
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
28 Jul 2015 - 30 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.