Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
NG, KA PO PHYLLIS
Chinese Name of Relevant Individual

伍家寶
HKMA Registration Number
AG8379
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Aug 2015
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT MANAGEMENT - EQUITIES & DEALING UNIT, CONSUMER BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Aug 2015
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT MANAGEMENT - EQUITIES & DEALING UNIT, CONSUMER BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
NG, KA PO PHYLLIS
:
Chinese Name of Relevant Individual
伍家寶
:
HKMA Registration Number
AG8379
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Aug 2015
No
SPECIALIST, PRODUCT MANAGEMENT - EQUITIES & DEALING UNIT, CONSUMER BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Aug 2015
No
SPECIALIST, PRODUCT MANAGEMENT - EQUITIES & DEALING UNIT, CONSUMER BANKING