Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
MOK, CHI MING CHARLES BRUCE
Chinese Name of Relevant Individual

莫子明
HKMA Registration Number
AG8383
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Aug 2017
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, PRIVATE WEALTH MANAGEMENT
Remarks
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
17 Aug 2017
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, PRIVATE WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
MOK, CHI MING CHARLES BRUCE
:
Chinese Name of Relevant Individual
莫子明
:
HKMA Registration Number
AG8383
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
17 Aug 2017
No
VICE PRESIDENT, PRIVATE WEALTH MANAGEMENT
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
17 Aug 2017
No
VICE PRESIDENT, PRIVATE WEALTH MANAGEMENT