Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FREDERICKS, HUI MIN JOLENE
Chinese Name of Relevant Individual
黃惠敏
HKMA Registration Number
AG8384
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2016 - 12 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Aug 2016 - 12 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2015 - 16 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Aug 2015 - 16 Aug 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FREDERICKS, HUI MIN JOLENE
:
Chinese Name of Relevant Individual
黃惠敏
:
HKMA Registration Number
AG8384
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8384
BNP PARIBAS
Type 1: dealing in securities
20 Aug 2016 - 12 Jul 2017
No
AG8384
BNP PARIBAS
Type 6: advising on corporate finance
20 Aug 2016 - 12 Jul 2017
No
AG8384
BNP PARIBAS
Type 1: dealing in securities
01 Aug 2015 - 16 Aug 2016
No
AG8384
BNP PARIBAS
Type 6: advising on corporate finance
01 Aug 2015 - 16 Aug 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.